Compliance & Risk (Banking & Financial Services) Full time Up to $115k package (based on experience) About the Company: Our client is an industry leading fund manager that manages wholesale funds and trusts for institutional and high net worth clients and retail clients.
They are 100% employee owned and have a strong track record of delivering exceptional returns.
About the Role: Reporting to the Head of Risk and Compliance, this is a broad role that will provide immense learning and development in a well-experienced team.
This is an opportunity to work closely with the Head of Compliance and other stakeholders in a collaborative, supportive and high-performing environment.
Key Responsibilities: Supporting the risk and compliance team with implementation and maintenance of the risk and compliance framework; Monitoring investment compliance to ensure adherence to all relevant regulations, internal policies, and procedures; Proactively prepare and deliver regular risk and compliance reports to assist in preparation and presentation of compliance documentation for senior management as required; Actively monitoring regulatory changes and assisting in the development and implementation of action plans to ensure compliance within the organisation; Assist in preparing responses to audit findings and other proposals; Support the management of compliance registers, including breaches, incidents, trade errors, conflicts of interest, personal account trading, and restricted companies; Respond to internal AML queries, conduct monthly AML/KYC reviews, and support periodic AML audits.
Technical Skills & Qualifications required include: Tertiary qualifications in Commerce, Finance, Economics, Law, or a similar discipline; 2+ years' experience in risk and compliance positions within funds management, Big4 audit/consulting or other financial services industries; Knowledge of financial markets and an interest in the investment management industry; A deep knowledge of governance, risk and compliance controls and frameworks; Knowledge of the Australian regulatory landscape APRA, ASIC, AUSTRAC; Strong ability to multitask and work to a deadline as a highly motivated professional with a strong work ethic; Possess exceptional verbal/written communication skills; This is a highly sought-after opportunity for a Risk and Compliance professional to support a highly regarded funds management organisation while gaining deep exposure to a broad range of funds management risk and compliance tasks.
If you are interested in learning more about this position, please contact James Brislin on 0423 356 100 | or Amanda Chisholm on or apply via the attached link.
Kaizen Recruitment is the exclusive recruitment partner for this position and all applications will be reviewed and assessed directly by Kaizen Recruitment.
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