Exciting opportunity to take on a key leadership position and lead the growth and development of the Compliance function.
We are seeking an experienced Senior Compliance Manager to join our client's Line 2 team within its Risk and Compliance Group.
This role offers an exciting opportunity to take hands-on responsibility for growing and developing the Compliance function, leading strategic initiatives and uplifting maturity across the organisation.
In this position, you will leverage your strong knowledge of legislative and regulatory obligations within the financial services sector to provide practical, commercially aligned compliance advice.
In addition, you will engage with senior management and become a trusted advisor, while also leading and mentoring other team members to enhance their skills and support their development.
You will also manage and execute critical compliance activities, including compliance plan management, breach assessments and reporting, third-party information requests, regulatory filings, corporate governance documentation, compliance training, and regulatory change management.
About You 6+ years of experience in the financial services and/or asset management sector, preferably within a line 2 Compliance function.
Significant working knowledge of the relevant regulatory environment (e.g.
AFSL/ACL, Privacy, Corporations Law).
Experience of strategic and people leadership.
Experience in drafting compliance policies and procedures, managing compliance plans, conducting attestation processes, assessing and reporting breaches, and managing regulatory changes.
Excellent interpersonal skills and ability to engage with stakeholders across the organisation, enabling you to establish credibility, influence, and negotiate outcomes effectively.
If this position is of interest to you, please Apply Now below or contact Jack Green at for a confidential conversation.
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