About Northern Trust:
Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889.
Northern Trust is proud to provide innovative financial services and guidance to the world's most successful individuals, families, and institutions by remaining true to our enduring principles of service, expertise, and integrity.
Role/Department
The Global Regulatory Affairs Office (GRAO) is responsible for overseeing the enhancement of our risk management and controls, remediation of regulatory and audit findings and the administration of regulatory affairs. This Rule, Obligations & Inventory Specialist role sits within the GRAO with responsibility for providing subject matter expertise across a multi-year regulatory and risk program.
This role will report into the Regulatory Risk & Oversight Manager who is responsible for delivery of the Rules Inventory as part of the Compliance Program.
The key responsibilities of the role include:
Supporting the Program Lead for Rules Inventory and the build out for legal entities and business units in region.
Working within a global team, against agreed prioritisation, milestones, and deliverables.
Collaborating with legal and regulatory subject matter experts across all Lines of Defense to strengthen understanding and rationale around regulatory interpretation.
Supporting Working Group meetings maintaining efficient governance to enable successful outcomes.
Maintaining clear documentation, data and audit trails around interpretation and traceability for future reference.
Contributing to continuous improvement on the Rules Inventory framework and governance models underpinning compliance and legal risk.
Taking ownership of activities while soliciting support as needed to drive successful regulatory outcomes.
Skills / Experience
The successful candidate will benefit from having:
Deep understanding of regulatory, compliance and risk related matters in region.
Knowledge of the financial services industry, especially asset servicing, wealth management and banking.
Strong attention to detail and analytical skills to collect data and find fact patterns.
Excellent communication and interpersonal skills.
Ability to establish trust-based relationships with stakeholders across enterprise.
Strong problem-solving, organizational, and time management skills.
Working with Us:
As a Northern Trust partner, you will be part of a flexible and collaborative work culture in an organization where financial strength and stability is an asset that emboldens us to explore new ideas.
We'd love to learn more about how your interests and experience could be a fit with one of the world's most admired and sustainable companies! Build your career with us.
Reasonable accommodation
Northern Trust is committed to working with and providing reasonable accommodations to individuals with disabilities. If you need a reasonable accommodation for any part of the employment process, please email our HR Service Center at ******.
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